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Securities law resources

Wed, 2006-12-20 21:59 — Admin2
Related subject areas
o   Banking
o   Corporate
 
Books
Canadian
General
o   * Albioni, ed., Securities Law and Practice (Toronto: Carswell, looseleaf) (10 volumes)
o   Canadian Securities Course (Toronto: Canadian Securities Institute)
o   * Canadian Securities Law Reporter (Toronto: CCH, looseleaf) (4 volumes)
o   * Canadian Stock Exchanges Manual (North York: CCH)
o   Condon, Anand, & Sarra, Securities law in Canada: cases and commentary (Toronto: Emond Montgomery Publications, 2005)
o   Findlay, P., Securities Law and Practice, 3rd ed. (Toronto: Carswell, looseleaf) (14 volumes)
o   * Gillen, M., Securities Regulation in Canada, 3rd ed. (Toronto: Carswell, 2007)
o   Groia & Hardie, Securities litigation and enforcement (Toronto: Thomson Carswell, 2007)
o   * Grottenthaler & Henderson, The Law of Financial Derivatives in Canada (Toronto: Carswell, looseleaf)
o   Halsbury’s laws of Canada, Securities (Toronto: LexisNexis, 2006)
o   Haydon & Burns, Foreign Investment in Canada (Toronto: Carswell, looseleaf) (4 volumes)
o   Hunter, W., Canadian Financial Markets, 3rd ed. (Peterborough: Broadview Press, 1991)
o   * Johnston and Rockwell, Canadian Securities Regulation, 4th ed. (Markham: Butterworths, 2006)
o   * Macintosh & Nicholls, Securities Law (Toronto: Irwin Law, 2002)
o   Marcone, M., Eligible Financial Contracts (Markham: LexisNexis, 2009)
o   Paton, P., Taking stock: challenge and change in securities regulation (Kingston: Queen’s Annual Business Law Symposium, Faculty of Law, Queen’s University, 2005)
o   * Sarna et al., Insider Trading: A Canadian Legal Manual (Markham: Butterworths, looseleaf)
o   Shiff et al., Canadian Securities Law Precedents (Toronto: Carswell, looseleaf)
 
Legislation guide
o   Annotated securities transfer act, 2006 (Toronto: Queen's Printer, 2007)
o   Annotated Ontario securities legislation, 29th ed. (North York: CCH Canadian Ltd., 2008)
o   Findlay, P., Consolidated Ontario Securities Act, Regulations and Rules with Policy Statements, Blanket Orders and Notices, 44th ed. (Scarborough: Carswell, 2008)
o   Levinson, R., Consolidated Alberta Securities Transfer Act 2008 (Toronto: Carswell, 2007)
o   McCarthy Tetrault LLP, Annotated British Columbia Securities Legislation, 2nd ed. (Toronto: CCH Canadian, 2007)
o   O'Connor, V.,  Annotated British Columbia Securities Act and Regulations (Vancouver: Butterworths, looseleaf)
o   * Read, J., British Columbia Securities Act and Rules, Annotated (Toronto: Carswell, annual)
 
American
o   Hazen, T, Securities regulation: selected statutes, rules, and forms (St. Paul: West, 2004)
o   Hazen, T., The law of securities regulation, 5th ed. (St. Paul: Thomson/West, 2005)
o   Hazen, T., Principles of securities regulation, 2d ed. (St. Paul, MN : Thomson/West, 2006)
 
Websites
Canada
General
SEDAR (System for Electronic Document Analysis and Retrieval)
 
CSA (The Canadian Securities Administrators)
    
Investment Funds Institute of Canada
 
Mutual Fund Dealers Association of Canada
 
Capital Markets Institute
 
Canadian Depository for Securities Limited
 
SEDI (System for Electronic Disclosure by Insiders)
 
Canadian Investor Protection Fund (CIPF)
 
Wise Persons' Committee to Review the Structure of Securities Regulation in Canada
 
Canadian Securities Administrators
 
Canadian Securities Institute (CSI)
 
Mutual Fund Dealers Association of Canada
 
The Fund Library - Canada's Mutual Funds Resource Centre
 
Securities Commissions
Alberta
 
British Columbia
 
Manitoba
 
New Brunswick
 
Newfoundland and Labrador
 
Northwest Territories
 
Nova Scotia
 
Ontario
 
Prince Edward Island
 
Quebec
 
Saskatchewan
 
Stock Exchanges
TSX Toronto Stock Exchange
 
Montreal Stock Exchange
 
Canadian National Stock Exchange (CNSX)
 
International
General
U.S. Securities and Exchange Commission
 
Disclosure Net - Searchable SEDAR service
 
EDGAR SEC Filings and Forms
 
GSI Online - Search EDGAR
 
International Capital Market Association (ICMA)
 
International Organization of Securities Commissions (IOSCO)
 
International Securities Lending Association
 
International Swaps and Derivatives Association (ISDA)
 
North American Securities Administrators' Association
 
National Futures Association (United States)
 
Commodity Futures Trading Commission (United States)
 
National Association of Security Dealers (NASD)
 
Stock exchanges
NYSE New York Stock Exchange
 
NASDAQ National Association of Securities Dealers Automated Quotations system
 
AMEX American Stock Exchange
 
Stock Exchanges around the world
 
World Federation of Exchanges

 

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